Financial Risk Legal and Compliance Specialist

IT / Technology
Posted 3 weeks ago

Our client a top financial institution is currently seeking seasoned Risk, legal and compliance professionals as a part of their expansion plans

 Job Description

  • Draft and review legal documents for transactions with the deals team
  • Prepare and draft contracts, presentations, agreements for internal stakeholders
  • Work closely with SFC and regulatory officials to handle their inquiries and licensing matters
  • Implement controls and monitoring policies for general compliance matters
  • Perform CDD review and KYC checks for new and existing clients
  • Provide legal and compliance support to business units


  • Legal background with some law firm experiences
  • At least 3-5 years experience within Financial risk, legal and compliance.
  • Any experience working with an Indices or an Index company will be useful.
  • Able to independently draft legal documents and negotiate with counterparties
  • Demonstrates independence, interpersonal skills, result-orientated and high quality delivery
  • Fluency in English, Cantonese is a must.

Interested candidates kindly forward your Cv to [email protected]

Job Features

Job CategoryTechnology

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